RE1 Study Guide 2019


The RE1 study guide covers all the material and information you need to know for the RE1 exam. The study guide is compiled with the latest information and updates in January 2019.

SKU: RE1001 Category: Tag:


The RE1 Study Guide is updated with the latest changes including BD 86/2018 and 194/2017 which is in effect from the 1st of February 2019

The guide consists of the following headings:

  1. Demonstrate understanding of the FAIS Act as a regulatory framework
  2. Roles and Responsibilities Defined In The FAIS Act
  3. Manage and Oversee the Appointment of Representatives
  4. Key Individual
  5. Compliance Officer
  6. The Role and Authority of the FAIS Ombud
  7. Maintain the License of the FSP
  8. Manage and Oversee the operational ability of the FSP
  9. Comply with Regulated Record Keeping Requirements
  10. Money Laundering and Terrorist Financing Control Regulations
  11. General Code of Conduct

The study guide is only available in print and will be sent to you via courier. Please allow 5 – 7 working days for delivery depending on where you stay.

Additional information

Weight 0.5 kg
Dimensions 30 × 22 × 22 cm


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